CCO: Introduction Compliance (English) - Dag (NIBE-SVV)

Omschrijving

In this module CCO: Introduction Compliance (English) you will gain basic knowledge of laws and regulations regarding the compliance function and you will discuss the tasks and responsibilities of the compliance officer. You will gain insight into the obligations that the legislation and regulations require of you and learn to translate this to your own organisation. After completing this module, you will be able to find your way in European and Dutch financial law.

The CCO: Introduction Compliance (English) module is the first module of the fully accredited course CCO: Certified Compliance Officer. If you wish to learn more about the position of compliance officer after completing this module, then you can get an exemption for this module in the full course CCO: Certified Compliance Officer.

Opleidingskenmerk(en)

Leerplan

• European law
• Financial supervisory law
• Corporate governance
• Compliance and its 'in control-environment'
• Integrity, culture and behaviour in the organisation
• Awareness and training of employees
• Compliance skills

Leerdoel(en)

The purpose of the CCO: Introduction Compliance (English) module is to give you more insight into the obligations that legislation and regulations require of you, also in the field of European law. The main points of the Wft, financial supervision law and relevant European legislative processes such as MiFID, IDD, CRD 4 and Solvency are therefore also discussed. With the knowledge you gain, you can recognise (un)desired behaviour and translate your knowledge of the laws and regulations to the organisation.

The meetings and the module assignment are practice-oriented. For example, during 2 of the meetings you will work on developing your skills by actively practicing with situations that compliance officers may encounter.